query_regulation
Query Hong Kong SFC regulatory knowledge. Covers licensing (Type 1-13), compliance, exams, CPD/CPT, AML/CFT, virtual assets (VATP/ASPIRe), and more. Supports English and Chinese.
search_enforcement
Search SFC enforcement actions including fines, suspensions, bans, and prosecutions. Search by company, person, or violation type.
latest_updates
Get latest SFC regulatory updates: circulars, enforcement news, VATP developments, consultation papers.
get_license_guide
Comprehensive guide for a specific SFC license type: exam papers, capital requirements, fit-and-proper criteria, CPD hours.
compliance_check
Perform a compliance health check for a licensed corporation. Input company profile, get a compliance risk assessment covering FRR capital, RO configuration, MIC roles, annual obligations, and regulatory focus areas.
risk_assessment
Assess compliance risk of a planned business activity. Returns Red/Yellow/Green risk rating with regulatory basis and recommended actions.